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Advisor Partnership

Empowering advisors and their clients.

The Shift
The Opportunity

Advisor Partnership

Empowering advisors and their clients.

The Shift
The Opportunity

THE SHIFT

The best research in the world will not make a difference unless it’s tailored to a client’s personal needs. Impactful research which is personalized and delivered through a trusted financial advisor is what allows clients to make the informed and unemotional decisions necessary to achieve life goals.

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Increasing Regulation

The unfortunate truth is that regulatory challenges, market complexity, and a more competitive landscape, have made it increasingly difficult for advisors to continue do their best work. This has created frustration for both the client and their advisor. As industry and compliance hurdles continue to grow, valuable time is being taking away from servicing your client.
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Competition

Buzz words such as roll ups, tuck ins, and scalability have shifted the industry’s focus from providing personalized investment and planning solutions toward scalable & robotic solutions void of personalization, strenuous research, and most importantly, relationships. The industry has traded in a quest for excellence for a platform of scalable mediocrity that we believe is creating a lowered standard for consumers on both the investment and service side. You have a choice to keep your client first.
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Competing Demands

To be a successful advisor today, you need to be a compliance person, securities trader, marketing expert, investment analyst, operations person and financial planner. You also need to be able to create continuity to ensure your clients stay on track irrespective of your personal day-to-day involvement at the firm.

THE OPPORTUNITY

We’ve expanded Surevest to work with like-minded advisors in need of a partner to support them in focusing on what they do best – build client relationships.

It began as a realization that our client facing advisors were spread too thin. We made the investments in technology and people which allowed us to streamline operations and enhance our investment processes. This set the stage for our advisors to create a more rewarding experience for their clients and achieve greater career satisfaction.
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COLLABORATE

For investors, the ongoing collaboration with a team who intimately understand their concerns, challenges and unique opportunities in their lives is where the true value is gained in hiring a professional. By joining our team, you are not only able to spend more time with clients, but through team collaboration, we believe you can begin to deliver a superior outcome to your clients. And, you have a support team available to assist your client at any time.
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PERSONALIZED SERVICE

A personal relationship is the true value a client is paying for. An asset allocation or retirement projection alone is different from a long term dynamic partnership with a highly qualified financial professional. Surevest embraces the qualitative nature of planning and celebrates the individuality each advisor brings to creating a differentiated client experience. We have created a structure that supports the operational and investment component of the business which allows you vast freedom in the client facing process.
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CONTINUITY

Your client’s future may extend well beyond your own. That realization has clients, and their advisors, worried about the longevity of their current solution. The challenge today is to find a solution without sacrificing your identity and unique value proposition that you deliver to each client. We offer all advisors an immediate succession plan to protect your family and what you have built.

WHAT WE DO

ASSET MANAGEMENT

  • Model or custom portfolio solutions consisting of ETF’s, mutual funds, & individual securities.
  • Disciplined investment process using internal and external research
  • Portfolios benchmarked to Morningstar target risk indexes for full transparency and accountability
  • Regular communications with you and your clients regarding the economy and global financial markets.
  • Ability to service active 401k participant accounts utilizing Surevest portfolio strategies through hundreds of existing 401k plans
  • Low fees and support from independent custodial partners such as TD Ameritrade

BUSINESS DEVELOPMENT & PRACTICE MANAGEMENT

  • Career and practice management consulting
  • Marketing support
  • Industry leading technology
  • Turnkey platform for fee based advice
  • Real-time business analytics
  • Small account solutions

  • Help enhance the value of your business when you are ready to sell.

  • Create a better quality of life

COMPLIANCE & OPERATIONS

COMPLIANCE

  • Annual onsite audit to protect your livelihood
  • Streamlined legal documentation for clients
  • Partner that can help you navigate the regulatory environment and grow your business

CENTRALIZED OPERATIONS

  • Dedicated client service team
  • Transition support
  • Billing and 3rd party performance reporting
  • Prospecting support for complex investment opportunities

THE OFFER

Learn more about how Surevest can partner with you.

JOIN US

For Qualified Individuals

  • Transition assistance
  • Align with the philosophy of
    Surevest Private Wealth
  • Team collaboration
  • Plug into established procedures
  • Full Service operational support
  • Best in class technology
  • World Class Investment Management
  • National Media exposure

SUCCESSION STRATEGIES

  • Manage your full or partial transition on your own terms
  • Immediate protection for your clients and your practice
  • Select the advisor or advisors to best meet your clients’ needs

  • Full or partial buyout options

  • Financing backed by a financially sound public entity

THE SUREVEST TEAM

Our people are our difference.
Meet the Team

IN THE MEDIA

Our CEO & chief investment strategist is regularly sought out by the financial media to provide his view on the markets, economy and our industry. Here are some recent clips:
Surevest Wealth Rob Luna

Fox Business: Powell Signals Inflation is Ahead

Highlights from Rob Luna’s appearance on Making Money with Charles Payne. Rob discusses the market reaction to Powell’s inflation comments and using the barbell strategy when buying dips.

Surevest Wealth Rob Luna

Fox Business: The Resilience of The Market

Surevest Private Wealth CEO, Rob Luna, Talks with Charles Payne about the current market’s resilience after pullbacks, uncertainty, and how investors must prepare themselves.

Surevest Wealth Rob Luna

Fox Business: Herd Immunity’s Market Impact

Surevest Private Wealth CEO, Rob Luna, discusses the impact the coronavirus vaccine and interest rates are having on the current market. Cyclical sectors, like agriculture, are full of investing opportunities.

Rob Luna Fox Business Payne

Fox Business: Investing In The World Of Tomorrow Today

Surevest Private Wealth CEO, Rob Luna, talks with Charles Payne about investing in flying taxis, Bitcoin banking with PayPal, Fintech’s overall impact on the banking industry and ways to look for value in today’s market.

Street Signs Rob Luna

CNBC Street Signs: PayPal is a Good Way to Play the Crypto Theme

Surevest Private Wealth CEO, Rob Luna, explains the upside to PayPal and why it’s such a legitimate platform for trading Cryptocurrency. Zoom, Philip Morris are conviction calls and why Wall Street is edging higher on stimulus, vaccine progress. GameStop is a clear stay-away.

Fox Business Rob Luna

Fox Business: Is the Market Overvalued?

Surevest Private Wealth CEO, Rob Luna, discusses the current market valuation and how level the playing field is for the average investor. Plus, Rob talks about his opinion on analyst expectations and his pick for the Super Bowl. Zoom is a name to look at.

Fox Business Rob Luna Surevest Private Wealth

Fox Business: Shorted Stocks Soaring as Market Slumps

Surevest Private Wealth CEO, Rob Luna, discusses why stocks like AMC and GameStop are creating caution amongst investors as well as Robinhood’s decision to restrict their users from trading highly shorted stocks. Stocks like FUBO and MAG are names to look at.

Fox Business: Investors Eye Stimulus

Surevest Private Wealth CEO, Rob Luna, discusses the impact of the stimulus bill on the markets. Amazon, Paypal and Farfetch are names to look out for.

Robert Luna CNBC Street Signs

CNBC Street Signs: Relief Bill Creating Market Uncertainty

In his latest appearance on CNBC Street Signs Asia, Surevest Private Wealth CEO Rob Luna discusses the market volatility over Trump’s comments on the coronavirus relief bill, the high-momentum names to look at over the next 12 months, his positivity with stay at home stocks and sticking with Apple going into 2021.

Some Big RIAs Target Smaller Practices

While outfits like HighTower Advisors and Dynasty Financial make headlines pursuing big-money advisers, others are targeting smaller “lifestyle” practices that want to stay independent but need resources, guidance and business support.

CONTACT US

INFORMATION

CORPORATE OFFICE

1880 Century Park East
Suite 1020
Los Angeles, CA 90067

TELEPHONE

310-492-7330

FAX

323-521-2332

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