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Advisor Partnership

Empowering advisors and their clients.

The Shift
The Opportunity
logo-sv

Advisor Partnership

Empowering advisors and their clients.

The Shift
The Opportunity

THE SHIFT

The best research in the world will not make a difference unless it’s tailored to a client’s personal needs. Impactful research which is personalized and delivered through a trusted financial advisor is what allows clients to make the informed and unemotional decisions necessary to achieve life goals.

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Increasing Regulation

The unfortunate truth is that regulatory challenges, market complexity, and a more competitive landscape, have made it increasingly difficult for advisors to continue do their best work. This has created frustration for both the client and their advisor. As industry and compliance hurdles continue to grow, valuable time is being taking away from servicing your client.
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Competition

Buzz words such as roll ups, tuck ins, and scalability have shifted the industry’s focus from providing personalized investment and planning solutions toward scalable & robotic solutions void of personalization, strenuous research, and most importantly, relationships. The industry has traded in a quest for excellence for a platform of scalable mediocrity that we believe is creating a lowered standard for consumers on both the investment and service side. You have a choice to keep your client first.
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Competing Demands

To be a successful advisor today, you need to be a compliance person, securities trader, marketing expert, investment analyst, operations person and financial planner. You also need to be able to create continuity to ensure your clients stay on track irrespective of your personal day-to-day involvement at the firm.

THE OPPORTUNITY

We’ve expanded Surevest to work with like-minded advisors in need of a partner to support them in focusing on what they do best – build client relationships.

It began as a realization that our client facing advisors were spread too thin. We made the investments in technology and people which allowed us to streamline operations and enhance our investment processes. This set the stage for our advisors to create a more rewarding experience for their clients and achieve greater career satisfaction.
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COLLABORATE

For investors, the ongoing collaboration with a team who intimately understand their concerns, challenges and unique opportunities in their lives is where the true value is gained in hiring a professional. By joining our team, you are not only able to spend more time with clients, but through team collaboration, we believe you can begin to deliver a superior outcome to your clients. And, you have a support team available to assist your client at any time.
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PERSONALIZED SERVICE

A personal relationship is the true value a client is paying for. An asset allocation or retirement projection alone is different from a long term dynamic partnership with a highly qualified financial professional. Surevest embraces the qualitative nature of planning and celebrates the individuality each advisor brings to creating a differentiated client experience. We have created a structure that supports the operational and investment component of the business which allows you vast freedom in the client facing process.
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CONTINUITY

Your client’s future may extend well beyond your own. That realization has clients, and their advisors, worried about the longevity of their current solution. The challenge today is to find a solution without sacrificing your identity and unique value proposition that you deliver to each client. We offer all advisors an immediate succession plan to protect your family and what you have built.

WHAT WE DO

ASSET MANAGEMENT

  • Model or custom portfolio solutions consisting of ETF’s, mutual funds, & individual securities.
  • Disciplined investment process using internal and external research
  • Portfolios benchmarked to Morningstar target risk indexes for full transparency and accountability
  • Regular communications with you and your clients regarding the economy and global financial markets.
  • Ability to service active 401k participant accounts utilizing Surevest portfolio strategies through hundreds of existing 401k plans
  • Low fees and support from independent custodial partners such as TD Ameritrade

BUSINESS DEVELOPMENT & PRACTICE MANAGEMENT

  • Career and practice management consulting
  • Marketing support
  • Industry leading technology
  • Turnkey platform for fee based advice
  • Real-time business analytics
  • Small account solutions

  • Help enhance the value of your business when you are ready to sell.

  • Create a better quality of life

COMPLIANCE & OPERATIONS

COMPLIANCE

  • Annual onsite audit to protect your livelihood
  • Streamlined legal documentation for clients
  • Partner that can help you navigate the regulatory environment and grow your business

CENTRALIZED OPERATIONS

  • Dedicated client service team
  • Transition support
  • Billing and 3rd party performance reporting
  • Prospecting support for complex investment opportunities

THE OFFER

Learn more about how Surevest can partner with you.

JOIN US

For Qualified Individuals

  • Transition assistance
  • Align with the philosophy of
    Surevest Wealth Management
  • Team collaboration
  • Plug into established procedures
  • Full Service operational support
  • Best in class technology
  • World Class Investment Management
  • National Media exposure

SUCCESSION STRATEGIES

  • Manage your full or partial transition on your own terms
  • Immediate protection for your clients and your practice
  • Select the advisor or advisors to best meet your clients’ needs

  • Full or partial buyout options

  • Financing backed by a financially sound public entity

THE SUREVEST TEAM

Our people are our difference.
Meet the Team

IN THE MEDIA

Our CEO & chief investment strategist is regularly sought out by the financial media to provide his view on the markets, economy and our industry. Here are some recent clips:

Some Big RIAs Target Smaller Practices

While outfits like HighTower Advisors and Dynasty Financial make headlines pursuing big-money advisers, others are targeting smaller “lifestyle” practices that want to stay independent but need resources, guidance and business support.

CONTACT US

INFORMATION

CORPORATE OFFICE

2425 E. Camelback Rd,
Suite 890
Phoenix, AZ 85016

TELEPHONE

480.272.7116

FAX

480.272.7118

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